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Protect your wealth with Capital Shield®

The Federal Trade Commission, FBI, and state securities regulators estimate
investment fraud in the United States ranges from $10-40 billion annually.
Capital Shield® insurance is the way to protect your assets.

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Testimonials and Endorsements of Capital Shield® from People JUST LIKE YOU

Testimonials

Capital Shield® is underwritten on behalf of Berkley FinSecure, a Berkley Company. Berkley member insurance companies are rated A+ (Superior), Financial Size Category XV by A.M. Best Company and A+ (Strong) by Standard & Poor’s. Founded in 1967, W. R. Berkley Corporation is one of the nation’s premier commercial lines property casualty insurance providers.

Who is covered?

“Key Person(s)” are investment professionals currently registered with the SEC and/or FINRA, as well as bank chartered trust employees with proper designations

What is covered?

A covered loss is a dishonest or fraudulent act committed by the “Key Person[s]”, that causes the investor a monetary loss where the “Key Person[s]” gains an illegal financial benefit

When there is a claim

The insured will receive the full amount covered by the policy, paid upon the indictment of the “Key Person(s)”

Coverage Limits

Coverages available in increments of $1 Million up to a maximum of $10 Million

Simple Application

Simple easy application process. Policies can be underwritten as quickly as one business day

Flexibility

Ability to insure all or a portion of the investor’s manged assets in the event those funds are embezzled by a “Key Person[s]”

Purchasing Insurance is all about Peace of Mind

The proceeds from the sale of your business or large sum of equity ownership

Your lifetime savings for retirement

The inheritance you’ve received from a departed loved one

Your estate to protect future generations

Your legacy of pledged charitable contributions

To allow you to continue to enjoy the lifestyle that your are accustomed to living

Capital Shield® is underwritten by Berkley FinSecure, a Berkley Company.

Founded in 1967, W. R. Berkley Corporation is one of the nation’s premier commercial lines property casualty insurance
providers. Capital Shield is underwritten by Berkley FinSecure, a Berkley Company. Products and services are provided by one or more insurance company subsidiaries of W. R. Berkley Corporation. Not all products and services are available in every jurisdiction, and the precise coverage afforded by any insurer is subject to the actual terms and conditions of the policies as issued. Certain coverages may be provided through surplus lines insurance company subsidiaries of W.R. Berkley Corporation through licensed surplus lines brokers. Surplus lines insurers do not generally participate in state guaranty funds and insureds are therefore not protected by such funds. For additional information concerning W.R. Berkley Corporation’s insurance company subsidiaries, click here

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