Who is covered?

“Key Person(s)”, are registered securities industry professionals that serve as investment advisors, asset managers, fund managers for the investor’s invested assets and must be individually named on the policy

What is covered?

A covered loss is a dishonest or fraudulent act committed by the “Key Person[s]”, that causes the investor a monetary loss where the “Key Person[s]” gains an illegal financial benefit

When there is a claim

The full amount covered by the policy is paid upon the indictment of the “Key Person(s)”

Coverage Limits

Coverages available in increments of $1 Million up to a maximum of $10 Million

Simple Application

Simple easy application process. Policies can be underwritten in one business day

Flexibility

Ability to insure a portion or all of the investor’s invested assets in the unlikely event those funds are embezzled by a “Key Person[s]”

Testimonials and Endorsements of Capital Shield® from Real People Just Like You

Testimonials

Capital Shield® Protection

Capital Shield® will help you protect your wealth from embezzlement

The proceeds from the sale of your business or large sum of equity ownership

Your lifetime savings for retirement

The inheritance you’ve received from a departed loved one

Your estate to protect future generations

Your legacy of pledged charitable contributions

To allow you to continue to enjoy the lifestyle that your are accustomed to living

Capital Shield® is underwritten by Berkley FinSecure, a Berkley Company.

Founded in 1967, W. R. Berkley Corporation is one of the nation’s premier commercial lines property casualty insurance
providers. Capital Shield is underwritten by Berkley FinSecure, a Berkley Company. Products and services are provided by one or more insurance company subsidiaries of W. R. Berkley Corporation. Not all products and services are available in every jurisdiction, and the precise coverage afforded by any insurer is subject to the actual terms and conditions of the policies as issued. Certain coverages may be provided through surplus lines insurance company subsidiaries of W.R. Berkley Corporation through licensed surplus lines brokers. Surplus lines insurers do not generally participate in state guaranty funds and insureds are therefore not protected by such funds. For additional information concerning W.R. Berkley Corporation’s insurance company subsidiaries, click here

Purchasing Insurance is all about Peace of Mind

Have you ever given any thought as to what would happen if you were victim of embezzlement by a trusted Investment Advisor or Asset Manager?

Embezzlement Insurance to Safeguard your Future
Designed for High Net Worth Families
Capital Shield®

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Capital Shield® Representative

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